Given the high level of interest at the local, state, and federal levels in mayoral control of public schools, it is important to understand the organizing principles of mayoral accountability, and especially its effects on district performance.
Our 2007 book, The Education Mayor: Improving America鈥檚 Schools, is the most comprehensive study to date of mayoral-appointed school boards. Combining empirical analysis of performance measures from 1999 to 2003 with case studies of mayoral-led school districts, we examined all of the large urban school districts whose city and school district boundaries are coterminous with each other. We used this sample of 104 cities to compare mayoral-led school districts鈥� performance with that of other districts not using this governance approach, allowing us to determine the effects of mayoral accountability relative to the independently elected governance structure that would have been in place otherwise.
Using this comprehensive research design, we found that mayors can improve not only student performance, but management efficiency, financial stability, and public confidence as well. In this research-review article, we present some of the major findings of that study and also provide new information on more-recent trends.
Governance Features of Mayoral Accountability
Mayoral accountability as a governance strategy recognizes that for many big-city school districts, the fragmented power structure of traditional school board governance has been a barrier to systemwide reform. By placing control of the school district squarely in the mayor鈥檚 hands, the mayor鈥檚 electoral fate becomes tied to public school performance. Within this integrated governance framework, the buck stops in the mayor鈥檚 office when it comes to district performance.
In this new institutional arrangement, districts are no longer insulated from the city鈥檚 social, civic, and economic sectors. The 鈥渆ducation mayor鈥� bridges those sectors, and public education is seen as a core component in improving the city鈥檚 quality of life as well as its long-term economic growth. By bridging multiple sectors within the city, an education mayor can leverage its cultural and civic organizations to expand learning opportunities for students. Shielded from political pressures now directed at the mayor, the superintendent and district leadership can pursue a sustained, long-term reform agenda.
Several big-city districts employ a mayoral-accountability governance structure. These include Boston; Chicago; Cleveland; the District of Columbia; Harrisburg, Pa.; New Haven, Conn.; New York City; and Providence, R.I. Baltimore and Philadelphia are jointly governed by the mayor and the governor. Suggesting a trend toward more mayoral involvement, the mayor of Indianapolis and several mayors in Rhode Island now have the authority to create new charter schools; and the mayor of Los Angeles has been given control over a small network of schools in the Los Angeles Unified School District.
When examining this set of districts more closely, it is evident that the implementation of mayoral accountability varies significantly by state and city. This is in keeping with the notion that a mayoral-leadership strategy is best when tailored to the unique context of a particular city. Variations can include, for instance, whether a nominating committee is utilized, whether 鈥渟unset鈥� provisions are included, and whether a citywide referendum will be held to vote on retaining the governance structure. Fine-tuning mayoral control through collaborative dialogue with community groups can improve both performance and public perception. In these ways, additional democratic safeguards鈥攐ver and above the electoral lever鈥攃an be included in the integrated governance design. Thus, the question is not simply 鈥淢ayoral accountability or not?鈥� but rather 鈥淲hat type of mayoral involvement?鈥�
SOURCE: Kenneth K. Wong and Francis X. Shen
Mayoral accountability is most prominently visible in the regular municipal electoral cycle. Because more voters go to the polls to vote in mayoral elections as compared to traditional school board contests, the school system is held accountable by a wider swath of the city鈥檚 electorate. These voters, in turn, assess school performance not in isolation, but as part of an integrated program of municipal service delivery.
With formal authority over the school system, how do mayors perform? Rather than look at each district individually, we decided to conduct a national analysis aimed at making generalizations about the governance structure itself, not just the effects of a single mayor. Our research design, in which we standardized and analyzed data from more than 100 large urban districts across 40 states for the period 1999 to 2003, allows us to estimate the average effects of mayoral control.
Mayors and Achievement
Public satisfaction with the New York City pubic schools has doubled since the introduction of mayoral control. Student performance on state assessments has also risen during that period.
SOURCE: Kenneth K. Wong and Francis X. Shen
Achievement data: New York State Education Department
Public-opinion data: Various years of the Quinnipiac University Poll, in which registered voters were asked, 鈥淎re you generally satisfied with the quality of the public schools in New York City, or are you not satisfied?鈥�
Our analysis found that mayor-led school systems post systematically higher test scores in reading and mathematics at the elementary and secondary levels, even after statistically controlling for previous achievement and many demographic-background variables. Our results suggest that the intervention of education-mayor leadership, combined with giving the mayor formal authority to appoint at least a majority of the school board, will produce a one-quarter standard-deviation increase in the percentage of the district鈥檚 students scoring proficient or above in elementary reading and math. A larger impact is found at the high school level.
While the magnitude of this change will not likely move the district above the state mean immediately, these improvements are nonetheless significant. It is especially important to keep in mind that these are systemwide improvements. For instance, in a school district like Chicago, with roughly 240,000 elementary students, a 2 percent increase in district proficiency can only be achieved by a net gain of 4,800 students improving their proficiency.
Moreover, these gains are not found only among a city鈥檚 strongest schools. A promising effect of mayoral accountability lies in the academic improvement of the district鈥檚 lowest-performing schools, such as the lowest-quartile schools. These schools serve higher concentrations of students eligible for free and reduced-price lunches, and typically enroll greater percentages of African-American students than the overall district average.
Cities with a strong form of mayoral control鈥攁n 鈥渆ducation mayor鈥� with the authority to appoint a majority of school board members鈥攕how consistently stronger gains in student achievement on state assessments relative to other large urban school systems. Improvements in student proficiency associated with strong mayoral leadership of public schools range from one-fifth to one-third of a standard deviation, in high school mathematics and reading respectively.
HIGH SCHOOL
Math: .21
Reading: .34
ELEMENTARY SCHOOL
Math: .25
Reading: .26
Notes: This analysis is drawn from a national database of 104 large urban school districts from 40 states, each of which has a unique state assessment system. In order to gauge the impact of mayoral control across states, it was necessary to convert test scores to a common metric鈥攕tandard deviations鈥攖hat indicates how much a given district is improving relative to other districts within its state. The results presented above are the real gains the authors attribute specifically to mayoral control, after taking into account a large number of other factors that also influence student achievement, such as previous student performance, poverty levels, district size, and expenditure levels. See The Education Mayor, Chapters 3 and 4, for more details on the data and methods employed.
Source: Kenneth K. Wong and Francis X. Shen
Despite these structural challenges, lowest-quartile schools in mayor-controlled districts show steady progress in the percentage of students who tested as proficient on state assessments from 1999 to 2003. For example, the lowest-25th percentile schools in Baltimore improved in 3rd grade reading from 5.6 percent proficient to 32.7 percent. In Chicago, 5th grade math performance improved from 10.4 percent to 27.5 percent proficient in the lowest-performing schools.
Our analysis suggests that mayoral control is less effective in narrowing the achievement gap between schools in the top and bottom achievement quartiles. Further, an absence of checks and balances (such as the lack of a school board nominating commission) was found to have mixed effects on student performance between 1999 and 2003. These cautionary findings, however, should be revisited as current data become available. We are in the process of beginning a follow-up study by updating the 100-district database.
At the same time, we believe that an in-depth analysis of a sample of mayoral-control districts will provide descriptively rich evidence on what works under what governing circumstances.
Resource Allocation
Our research suggests that two of the factors leading to mayoral success are improvements in financial management and resource allocation. Mayors, conscious of the need to spend taxpayer dollars as efficiently as possible, have strengthened school district bottom lines. Analysis of over 10 years of district-level financial data, again using our multidistrict database to isolate the effects of mayoral control, suggests that mayoral-led districts are not spending more, but are spending differently than their peers do. More resources are being deployed to instructional services, and fewer to central-office administration. Districts under mayoral control have seen improvement in their bond ratings over time, maintained labor peace, and streamlined central bureaucracy by shifting staffing resources to the subdistrict or school-cluster levels.
Mayoral control also broadens the human-capital pipeline at both the system and the school levels. In the central office, administrators in budgeting, operations, facilities, and management are drawn from multiple sectors. For example, 40 percent of the newly recruited managerial staff in Chicago during the first two years of mayoral control came from state and local governmental agencies and nonprofit sectors outside of education. Even chief executive officers often have been drawn from nontraditional leadership ranks, including New York City Schools Chancellor Joel I. Klein (a private-sector lawyer), Paul G. Vallas in Chicago (a former city budget director), District of Columbia Schools Chancellor Michelle A. Rhee (the head of the New Teacher Project), and Arne Duncan (head of a nonprofit education foundation), who succeeded Vallas in Chicago and is now the U.S. secretary of education.
Often mayors have turned to a diverse set of educational service providers at the operational level鈥攆or instance, contracting out the lowest-performing schools to education management organizations. To improve principal and teacher quality, mayors actively partner with alternative programs, including New Leaders for New Schools, Teach For America, and the New Teacher Project.
Improving Public Confidence
For Further Reading:
Wong, Kenneth K., Francis X. Shen, Dorothea Anagnostopoulos, & Stacey Rutledge. . Washington: Georgetown University Press, 2007.
Joseph Viteritti (ed.). . Washington: Brookings Institution Press, 2009.
Henig, Jeffrey R. & Wilbur C. Rich (eds.). . Princeton, N.J.: Princeton University Press, 2004.
Another gauge of mayoral success is public confidence in the city school system. While data limitations prevent us from conducting the same sort of cross-district analysis we did for achievement, the Quinnipiac University Polling Institute provides us with a unique perspective on public-opinion trends on the subject of education and mayoral control for an urban area.
Specifically, we can examine the trend in voter satisfaction with the schools, as compared to achievement trends in the New York City public schools. Although the data are only correlational, they certainly suggest that New Yorkers鈥� positive views of the city schools have tracked improved performance following mayoral control. As district performance on the state 4th grade math assessment has improved since the start of mayoral control, satisfaction levels with the schools have doubled, from 14 percent to more than 28 percent.
In New York, where the state legislature first gave Mayor Michael R. Bloomberg control over the city鈥檚 schools in 2002, satisfaction levels with mayoral control have shown gains. Responding to the question 鈥淒o you think Mayor Bloomberg鈥檚 takeover of the public schools has been a success or failure?,鈥� voters have shown increasing support. When the question was first asked in March 2007, 39 percent of voters felt it had been a success and 34 percent a failure. In July 2008, 54 percent of voters viewed the governance as a success, and only 26 percent saw it as a failure. The trend, consistent with anecdotal evidence from other mayoral-led districts, suggests that city residents are increasingly supportive of mayoral accountability.
The Future of Mayoral Accountability
The sixth annual Leading for Learning report, funded by The Wallace Foundation, examines the school board鈥檚 role in education leadership.
The Obama administration鈥檚 enthusiastic support of mayoral control, combined with growing momentum for mayoral involvement at the city and state levels, suggests that we may well be entering a nationwide paradigm shift for the governance of urban education.
In the past 15 years, a new breed of education mayor has emerged to challenge the traditional governance model of school districts insulated from the rest of municipal service delivery. Unwilling to sit on the sidelines as their cities鈥� schools continue to fail, these mayors have set an example that President Barack Obama and Secretary Duncan hope others will follow.
The Education Mayor and other recent studies suggest that the president鈥檚 advocacy of increased mayoral accountability is on the right track. Districts successfully governed by mayors can expect improved student performance and better management. But research also suggests that successful governance will require mayors to partner with state and local officials, as well as community organizations, employees鈥� unions, and civic organizations.
Mayors cannot do it alone. But mayors can be the prime movers in developing a citywide partnership to turn around urban school performance.
