Corrected: The original version of this story incorrectly identified Professor Ilya Somin of George Mason University as a conservative. He considers himself a libertarian.
Legal analysts say that part of the U.S. Supreme Court decision on the federal health-care law will encourage states to challenge education laws and other federal aid programs and legislation passed under Congress鈥� spending power, a pivotal aspect of the historic ruling.
The justices ruled 5-4 to uphold a key provision of the Affordable Care Act鈥攖he requirement that individuals purchase a health-insurance policy with at least a minimum level of coverage鈥攁s a valid exercise under Congress鈥� taxing power. But the court effectively ruled 7-2 that the states could not be threatened with the loss of their existing Medicaid funding if they refused to participate in the law鈥檚 expansion of the federal health-care program for the poor.
That portion of the June 28 decision in National Federation of Independent Business v. Sebelius (Case No. 11-393) could open the door to lawsuits over the spending strings attached to federal programs鈥攐r even the conditions for securing federal waivers under the No Child Left Behind Act, some commentators say.
鈥淚 think it鈥檚 a very big deal,鈥� said Samuel R. Bagenstos, a law professor at the University of Michigan, in Ann Arbor, who helped write a friend-of-the-court brief in support of President Barack Obama鈥檚 administration and the Medicaid expansion. 鈥淭he result of this decision will be that states will file a lot of challenges to the constitutionality of federal spending statutes and conditions. There will be a lot of litigation in the courts.鈥�
In fact, in debating the scope of congressional spending authority in this area, the justices on both sides of the divided Supreme Court illustrated their positions with references to federal education laws such as the Elementary and Secondary Education Act. The NCLB law is its latest iteration.
鈥楶ressure鈥� or 鈥楥ompulsion鈥�?
In his main opinion in the health-care case, Chief Justice John G. Roberts Jr. said Congress had put 鈥渁 gun to the head鈥� of the states with the Affordable Care Act to force them to add a much larger pool of the poor to the Medicaid rolls. Medicaid funding accounts for more than 20 percent of the average state鈥檚 total budget, with federal funds covering anywhere from 50 percent to 83 percent of those costs, the chief justice noted.
鈥淐ongress may use its spending power to create incentives for states to act in accordance with federal policies,鈥� the chief justice said. 鈥淏ut when pressure turns into compulsion, the legislation runs contrary to our system of federalism.鈥�
While just a single case during the U.S. Supreme Court鈥檚 2011-12 directly involved a school鈥攊n that instance, a private, religious school鈥攕ome of the most high-profile cases of the year, including those involving the Affordable Care Act and Arizona鈥檚 immigration statute, had implications for public education, as did cases dealing with public-employee unions, juvenile justice, immunity from lawsuits, and other topics.
CHURCH AND STATE
Hosanna-Tabor Evangelical Lutheran Church and School v. Equal Employment Opportunity Commission (Case No. 10-553)
The court ruled unanimously that the U.S. Constitution鈥檚 religion clauses bar lawsuits against churches by their ministers. The justices said a Lutheran school teacher could not sue her church employer over alleged disability discrimination because she was effectively a minister of the church. But the decision left uncertainty about whether all teachers in religious schools were no longer protected by civil rights laws.
PUBLIC-EMPLOYEE UNIONS
Knox v. Service Employees International Union (No. 10-1121)
The justices ruled 7-2 that public-sector unions, including teachers鈥� unions, must provide an accounting notice to nonmembers when they assess extra dues for special expenses such as a ballot battle. And on a 5-4 vote, the court went on to hold that unions must get the 鈥渙pt-in鈥� consent of nonmembers to be charged such special fees, rather than making the employee take affirmative steps to opt out.
IMMIGRATION
Arizona v. United States (No. 11-182)
The court ruled 5-3 in striking down three challenged provisions of Arizona鈥檚 immigration law, saying they were pre-empted by federal law. But the court, by an 8-0 vote, upheld a measure that requires the police to determine the immigration status of someone they stop if they have reasonable suspicion that person is in the United States illegally. The decision was watched closely for clues on how courts will rule on other states鈥� tough immigration measures, such as an Alabama law requiring school officials to determine the citizenship status of new students.
HEALTH CARE/FEDERAL SPENDING
National Federation of Independent Business v. Sebelius (No. 11-39)
In the term鈥檚 biggest case, the court ruled 5-4 to uphold the central provisions of the Affordable Care Act, but ruled 7-2 that the health-care law鈥檚 expansion of the Medicaid program violates the Constitution by threatening the states with the loss of their exisiting Medicaid funding if they opt out of the expansion. Legal observers see this part of the ruling as having implications for other statutes adopted under Congress鈥� spending-clause authority, such as the Elementary and Secondary Education Act of 1965 and Title IX of the Education Amendments of 1972.
JUVENILE JUSTICE
Miller v. Alabama (No. 10-9646)
The justices ruled 5-4 that states may not mandate life-without-parole prison sentences for anyone convicted of a murder committed when the offender was younger than 18. The ruling continues a trend that includes recent decisions barring the death penalty for juveniles in any crime and life without parole for juveniles who commit offenses other than homicides. In the new decision, which involved two 14-year-olds convicted in separate murders, the court said trial judges must have the opportunity to take into account the hallmarks of youth, including 鈥渋mmaturity, impetuosity, and failure to appreciate risks and consequences.鈥�
LOCAL GOVERNMENT/QUALIFIED IMMUNITY
Filarsky v. Delia (No. 10-1018)
The court ruled unanimously that individuals working temporarily for local governments, such as private lawyers conducting investigations, are entitled to seek the same immunity from lawsuits enjoyed by government officers. The case was watched closely by groups for school districts and other municipal governments that said they must rely on outside lawyers to handle sensitive and complex matters and that a lack of immunity defenses would make it harder to enlist such help.
BROADCAST INDECENCY
Federal Communications Commission v. Fox Television Stations Inc. (No. 10-1293)
The justices did not reach the First Amendment issues in this long-running case over FCC penalties on broadcasters for airing 鈥渇leeting expletives鈥� or brief nudity at a time when children are in the TV audience. Instead, the court ruled 8-0 that the commission鈥檚 standards as applied to several specific broadcasts were vague and violated the due precess rights of the broadcasters.
NATIVE AMERICAN AFFAIRS
Match-E-Be-Nash-She-Wish Band of Pottawatomi Indians v. Patchak (No. 11-246)
The federal government was not immune to a lawsuit brought by a Michigan man challenging the acquisition of land to be put in trust for an American Indian tribe, the court ruled 8-1. The tribe built a successful casino on the land, which has been contributing to the coffers of local school districts and other state and locals that took an interest in the fact that the now-revived suit could lead to the closure of the casino.
Salazar v. Ramah Navajo Chapter (No. 11-551)
The court ruled 5-4 that the federal government must pay certain support costs in full when it contracts with American Indian tribes to provide services such as education and law enforcement that would otherwise be provided by the Bureau of Indian Affairs. The court said it was up to Congress to deal with a lack of sufficient funds to cover all the contracting arrangements mandated by a federal law.
SOCIAL SECURITY/CHILD BENEFITS
Astrue v. Capato (No. 11-159)
The court upheld a federal definition of 鈥渃hild鈥� that means children born through in vitro fertilization after the death of a parent are not guaranteed to receive Social Security survivors鈥� benefits. The justices ruled unanimously that the Social Security Administration was entitled to deference for its interpretation of the relevant statute on benefits for a 鈥渘atural child,鈥� which also includes adoptees.
SOURCE: 澳门跑狗论坛
Justices Stephen G. Breyer and Elena Kagan joined the chief justice鈥檚 opinion on those points, while Justices Antonin Scalia, Anthony M. Kennedy, Clarence Thomas, and Samuel A. Alito Jr. wrote an opinion that said the Medicaid expansion鈥攁long with the rest of the health-care law鈥攚as unconstitutional. (Thus, they helped make up a majority holding on the state coercion issue.)
Chief Justice Roberts said, though, that the law鈥檚 Medicaid expansion could be saved by barring the federal government from withholding existing Medicaid funds from any state that fails to comply with the expansion. The government may condition new Medicaid funding on acceptance of the expansion.
Justices Split
Justice Ruth Bader Ginsburg, in an opinion joined by Justice Sonia Sotomayor, went along with this saving effort but would have allowed the federal government to withhold existing Medicaid funds.
Congress鈥� power to attach conditions to federal grants is based on the spending clause in Article I of the Constitution, which allows Congress to 鈥減rovide for 鈥� the general welfare of the United States.鈥� The court鈥檚 precedents, though, have long recognized certain limits on the attachment of any conditions to federal aid, including that they must be unambiguous so that the states know what they are getting into when they accept federal funds. The conditions must also be related to federal interests, and Congress may not cross the 鈥減oint at which pressure turns into compulsion,鈥� as a 1937 decision put it.
In a joint minority opinion, Justices Scalia, Kennedy, Thomas, and Alito cite a dissent by Justice Kennedy in a 1999 decision that set rules for school district liability for peer sexual harassment under Title IX of the Education Amendments of 1972, which bars sex discrimination in federally funded education programs.
鈥淭he spending-clause power, if wielded without concern for the federal balance, has the potential to obliterate distinctions between national and local spheres of interest and power by permitting the federal government to set policy in the most sensitive areas of traditional state concern,鈥� Justice Kennedy had written in the dissent in Davis v. Monroe County Board of Education.
A Hypothetical
Often, the federalism concerns of the court鈥檚 conservatives have emerged in the context of the federal role in education. The joint opinion of the four conservatives reflects a hypothetical question raised by Justice Alito at the March oral arguments in the health-care case. The hypothetical suggests a federal deal that bears some resemblance to the Obama administration鈥檚 Race to the Top program, which provides competitive grants to states that embrace certain education redesign priorities.
Suppose, the conservatives said, Congress offered states a grant equal to the state鈥檚 entire annual spending on K-12 education. But the funding came with conditions 鈥済overning such things as school curriculum, the hiring and tenure of teachers, the drawing of school districts, the length and hours of the school day, the school calendar, a dress code for students, and rules for student discipline,鈥� the opinion said. The state could turn down the grant, the conservatives suggest, but its residents would still have to pay the same amount in federal taxes and pay state taxes to fund education without the federal aid.
鈥淚f the state gave in to the federal law, the state and its subdivisions would surrender their traditional authority in the field of education,鈥� say the conservatives, who found that idea troubling. With 鈥渁 federal program that offers large grants,鈥� they said, the 鈥渟tates may, as a practical matter, be unable to refuse to participate.鈥�
Chief Justice Roberts didn鈥檛 engage with the four other conservatives on that point, but Justice Ginsburg did. She questioned the idea that when spending legislation is first passed, or when states first join a federal program, 鈥淐ongress must provide clear notice of conditions it might later impose.鈥�
She noted that in a 1985 decision, Bennett v. Kentucky Department of Education, the Supreme Court upheld the U.S. secretary of education鈥檚 efforts to recapture Title I funds after Kentucky in 1974 violated a spending condition that Congress added in 1970 to the Elementary and Secondary Education Act, which was first adopted in 1965.
鈥淲e held that the commonwealth suffered no surprise after accepting the federal funds,鈥� Justice Ginsburg said, and thus Kentucky was obliged to return the money.
Court precedents demand 鈥渢hat conditions on federal funds be unambiguously clear at the time a state receives and uses the money鈥攏ot at the time, perhaps years earlier, when Congress passed the law establishing the program,鈥� she said.
Justice Ginsburg predicted that the Medicaid decision will bring a raft of new spending-clause challenges, and she wondered how 鈥渓itigants and judges will assess whether a state has a legitimate choice whether to accept the federal conditions in exchange for federal funds.鈥�
Medicaid鈥檚 Spending Footprint
Justices Scalia, Kennedy, Thomas, and Alito said there could be no doubt that the Medicaid expansion was coercive. Medicaid is by far the largest federal program of aid to the states (with the federal contribution covering nearly two-thirds of total Medicaid spending), they said, followed by federal aid for elementary and secondary education, which they said amounts to 12.8 percent of total federal outlays to the states.
鈥淭he offer that the [health-care law] makes to the states鈥攇o along with a dramatic expansion of Medicaid or potentially lose all federal Medicaid funding鈥攊s quite unlike anything that we have seen in a prior spending-power case,鈥� the four justices said.
Neal Katyal, a Washington lawyer who defended the health-care law in the lower courts as acting U.S. solicitor general until last year, said he agreed with Justice Ginsburg that challenges to other federal laws were likely.
鈥淭his opens up a whole new avenue of litigation that until now had just been a theoretical possibility,鈥� Mr. Katyal said.
Ilya Somin, an associate professor of law at George Mason University in Fairfax, Va., said it was significant that, 鈥渇or the first time in 75 years, the court has struck down part of a statute based on the fact that it exceeds Congress鈥� powers under the spending clause.鈥�
But the opinion leaves many questions, said Mr. Somin, a libertarian who filed a brief in opposition to the law. 鈥淗ow much money is necessary before it becomes coercive?鈥� he said. 鈥淎nd how can we tell when a program is a new one? That is precisely what the opinion does not tell us. And Roberts says he is not drawing a bright line.鈥�
Issues Remain
Mr. Bagenstos of the University of Michigan noted that some federal education laws, such as the ESEA, have relatively frequent reauthorizations and revisions, leading to uncertainty about when conditions are first imposed. And other federal laws that come with conditions on the states, such as Title IX, are not grant programs per se but anti-discrimination statutes.
鈥淭he rules aren鈥檛 tied to any particular funds鈥� under such statutes, he said.
Mr. Bagenstos does not believe that the state challenges ultimately will be successful. But the Medicaid ruling could alter the dynamics of state-federal relations over such things as federal waivers for the No Child Left Behind Act, he said.
鈥淎 state could say, 鈥楲ook, if our waiver gets denied, we鈥檙e going to court,鈥� 鈥� Mr. Bagenstos said.
鈥淒o I think these arguments are going to be successful in the courts? Ultimately, no,鈥� he added. 鈥淏ut these are arguments that are going to take a while to work their way through the courts.鈥�
